Regulatory Compliance Metrics

45
Total Filings YTD
97.8%
Compliance Rate
0
Pending Submissions
2.3
Avg Processing (Days)
44
On-Time Filings
1
Late Filings

Recent Filing Submissions

8-K
Material Agreement Disclosure

Accession: 0001999999-24-000021

Filed: 2024-12-15

ACCEPTED
13F-HR
Q3 2024 Holdings Report

Accession: 0001999999-24-000020

Filed: 2024-11-14

ACCEPTED
FOCUS
November 2024 Monthly Report

Accession: 0001999999-24-000022

Filed: 2024-12-17

ACCEPTED

Upcoming Deadlines

FOCUS

December 2024 Monthly Report

5 days
2025-11-06
13F-HR

Q4 2024 Holdings Report

32 days
2025-12-03
10-K

2024 Annual Report

75 days
2026-01-15

Filing Actions

Filing Requirements Overview

Annual Reports
FORM-10K

Due: 90 days after fiscal year end

Frequency: Annual

Required
Quarterly Reports
FORM-10Q

Due: 40 days after quarter end

Frequency: Quarterly (3 times per year)

Required
Current Reports
FORM-8K

Due: 4 business days after triggering event

Frequency: As needed

Required
Investment Reports
FORM-13F

Due: 45 days after quarter end

Frequency: Quarterly (if >$100M securities)

Required
Bank Regulatory
FOCUS-REPORT

Due: 17 business days after month end

Frequency: Monthly

Required