Regulatory Status Disclosure

NVC Fund Holding Trust — Institutional Legal & Regulatory Standing

March 2026

This disclosure is prepared for the benefit of correspondent banking partners, institutional clients, counterparties, and regulatory bodies conducting due diligence on NVC Fund Holding Trust. It is intended to clearly explain the institution's legal structure, authority, and compliance framework.

1. Legal Entity & Structure
Full Legal NameNVC Fund Holding Trust
Operating AsNVC Fund Bank
Entity TypeSovereign Estate Trust
JurisdictionUnited States of America
Headquarters100 Crescent Ct, Suite 700
Dallas, TX 75201, USA
EstablishedEstate Trust — Frank Ojogwa Ekejija Estate
What is a Sovereign Estate Trust?

NVC Fund Holding Trust operates as a sovereign estate trust — a legal structure established under private international law with financial authority derived from the documented asset holdings of the trust estate rather than from a banking charter or financial services license in the traditional regulatory sense.

This structure is analogous to certain sovereign wealth funds, family offices, and multilateral development institutions that operate under their own legal frameworks while voluntarily adopting international financial standards and best practices.

Importantly, NVC Fund Bank does not claim exemption from legal or ethical financial conduct obligations. The institution voluntarily aligns with applicable US law and international standards as detailed in this disclosure.

2. Governance & Senior Leadership
RoleIndividualCredentials
Executor / Principal AuthorityRev. Frank Ojogwa EkejijaEstate Executor — Frank Ojogwa Ekejija Estate
Chief Financial OfficerCecil LucyJD, MBA, CPA
Chief Operating OfficerDr. Linus S. EtubaMBA, PhD
Chief Compliance & Financial Crimes OfficerDr. Hashiru OL. Ajadi MuniruPh.D., FCSI, DMS, CFA
Legal CounselN. Jude MenesFCIArb (Fellow, Chartered Institute of Arbitrators)
Paymaster / Disbursement AuthorityCarlos A. Ryerson, Esq.Attorney at Law
3. Voluntary Compliance Standards Adopted

While NVC Fund Bank's sovereign trust structure does not mandate compliance through a traditional regulatory license, the institution voluntarily adopts the following standards and frameworks as a matter of institutional policy and in the interests of its clients, counterparties, and the integrity of the international financial system.

AML / CFT
  • Bank Secrecy Act (BSA) program standards
  • USA PATRIOT Act — Customer Identification Program
  • FATF 40 Recommendations
  • FinCEN Customer Due Diligence Rule
  • Wolfsberg Group AML Principles
Sanctions & Screening
  • OFAC SDN and sectoral sanctions
  • UN Security Council targeted sanctions
  • EU consolidated sanctions list
  • HM Treasury financial sanctions
Payment Standards
  • ISO 20022 messaging standards — certified
  • SWIFT correspondent messaging protocols
  • ISO 4217 currency code compliance
  • Real-Time Gross Settlement (RTGS) compatible
Financial Reporting
  • Independent CPA asset verification
  • Annual compliance program review
  • SAR and CTR filing with FinCEN where applicable
  • OFAC reporting within statutory timeframes
4. SWIFT & Correspondent Banking Arrangements

NVC Fund Bank does not currently hold a direct SWIFT BIC assignment. International SWIFT messaging is facilitated through authorized correspondent banking partners. This is a common and legitimate arrangement used by many financial institutions globally.

IIN Assignment

USD Mint (a division operating under NVC Fund Bank's oversight) holds IIN block 63995800–63995809 assigned by the payment card industry for card program authorization. These IINs are used for sovereign and institutional card programs and are not sub-divided or re-issued as BINs.

NVCT Stablecoin

NVC Fund Bank issues NVCT, a USD-pegged stablecoin deployed on Base Mainnet (Ethereum Layer 2). Contract address: 0x36785Bb0396d3717aE3ddec61a4F562b7FcD9A37. NVCT maintains a 1:1 parity with USD and is fully backed by independently verified sovereign trust assets.

5. Regulatory & Compliance Contact Information
FunctionContact
General Compliance Inquiriescompliance@nvcfundbank.com
Chief Compliance OfficerDr. Hashiru OL. Ajadi Muniru — via compliance@nvcfundbank.com
Legal / Regulatory CorrespondenceN. Jude Menes, FCIArb — Legal Counsel
KYC / Due Diligence Requestscompliance@nvcfundbank.com — subject: "Due Diligence Request"
Document Requests (under NDA)compliance@nvcfundbank.com — subject: "NDA / Document Request"
Registered Address100 Crescent Ct, Suite 700, Dallas, TX 75201, USA

All regulatory and compliance inquiries are acknowledged within 2 business days. Supporting documentation for any disclosure herein is available upon execution of a mutual Non-Disclosure Agreement.

Disclosure Certification

This Regulatory Status Disclosure is prepared in good faith by NVC Fund Bank's Compliance Division and accurately reflects the institution's legal structure, governance, and compliance framework as of the date above. It is reviewed and updated annually or upon material change.

NVC Fund Holding Trust — Compliance Division — March 2026
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